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ASIC points uncompensated loss finger at small advice firms

 
  Oct 26, 2016 
 
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Could the Final Debate Reverberate to Congressional Races?

From an investor’s perspective, no significant, market-moving policy revelations emerged from last week’s third and final presidential debate. While the candidates sparred on economic issues, no new policy prescriptions in these areas came to light. For more

Latest News

Small advisory firms less likely to compensate — ASIC

ASIC has told the Government that consumers need to know that in the event of a product failure, uncompensated losses are usually attributable to smaller advisory firms. For more
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ASIC defines the power of the code

ASIC has confirmed it will be relying on professional associations to administer planner codes of conduct with the ultimate sanction being a planner’s loss of membership of a professional body such as the Financial Planning Association (FPA). For more

Advisers expect insurers to grow direct life/risk sales

New survey data collected by Money Management reveals that advisers expect insurers to grow their direct sales — something that will lead to a decline in adviser numbers. For more
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ASIC talk tough on conflicted remuneration

Insurers still involved in remuneration arrangements regarded as conflicted can expect a tough approach from ASIC. For more

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Capitalising on opportunities

Chinese H and A shares are half the price of shares elsewhere in the world, but produce some great results according to AMP Capital. Click for video For more
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Latest News

Aged care advice in its infancy

Financial planners were only exploring aged care financial advice at a time of crisis for clients and their relatives, but this area could become mainstream in the future. For more

Centrepoint teams up with medical services provider

Centrepoint has launched a medical service to improve the underwriting experience for clients and advisers. For more
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Consumers shy away from alternative providers

Consumers across four continents have expressed their want for digital financial service offerings from their current institution, rather than a third party. For more

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ETFs - Ask the Experts LIVE WEBINAR

ETFs are finally taking off in the Australian market. Money Management will host a LIVE webinar on 15 November with the industry's leaders to discuss the most successful strategies behind the future of ETF Investing For more
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Editorial

Claims handling reality trumps perception

Mike Taylor writes that ASIC must deal in the complex realities of insurance claims handling, not the headline-making perceptions. For more

Expert Analysis

Evolving wrap platforms continue to play a key role

While wrap platforms need to adapt and innovate the fundamentals need to stay the same to continue playing a leading investment role, Cameron Garrett writes. For more

Warranting a new investment approach when a market lacks direction

Elizabeth Tian looks at what products investors are looking at to help protect against the uncertainty of a market’s direction. For more

Toolbox

Making the most of the assets test changes

Minh Ly looks at what advisers need to take into consideration once the asset test changes have been implemented. For more
 
 
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