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Licensees can act to defend churn allegations

 
  Nov 23, 2016 
 
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Investing for Capital Preservation After the U.S. Election

From the SEC’s money market fund reform to the seismic shift from prime funds to government-only money market funds, change has been a constant for cash and short-term investors over the past few months. For more

Latest News

Licensees urged to counter-punch on churn data

Licensees have been urged to pre-arm themselves with replacement premium registers to counter accusations of churn. For more
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O’Dwyer slaps down industry funds on governance

The Minister for Revenue and Financial Services has taken the industry funds to task over their own governance review, claiming it has fallen into a black hole. For more

New type of fund needs more objective-based advice

A new type of fund, which emerged after the global financial crisis, would require a goals-based advice framework, according to Milliman. For more
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More advisers to weigh up licensing options

The financial advice market is at an inflection point of various underlying business models within Australia’s licensee brands, according to Fitzpatricks Private Wealth. For more

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Lump sum mentality still a factor

The latest Australian Prudential Regulation Authority data reveal around half of Australians are still opting to take lump sums. For more

Moving licensees an insightful process

A former Guardian adviser found moving to a new licensee as an authorised representative provided her with comprehensive insight into her business and ASIC’s compliance processes. For more
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London Stock Exchange Group to buy Mergent Inc

The London Stock Exchange Group has inked a deal to buy a business and financial information provider, to strengthen its analytics capabilities. For more

Global long/short strategies to help retirement

There has been a growth in the availability of differentiated global long/short strategies and will help investors transitioning to retirement, Zenith believes. For more
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World’s best tech companies on fire

Investors wrongly assumed the world’s best technology companies with attractive investment valuations were in the western world, when they were in Asia. For more

NowInfinity to work with New Zealand regulator

NowInfinity has today announced that its Corporate Messenger product will link with the New Zealand Companies Register. For more

Editorial

ASIC Report 499 — A grevious indictment

There can be no more grievous indictment of a service provider than that they continually charged for a service that was never provided. For more

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Lonsec back on the mantle

Dealer group support has seen Lonsec Fiscal regain its mantle in part two of Money Management’s 2016 Rate the Raters survey, Oksana Patron finds. For more

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Til financial ignorance do us part

For some older couples, one spouse is 'in charge of' the money and the other is disengaged and not interested in understanding the couple's financial situation. Jacqui Irwin writes about the benefits of a step-by-step analysis to remedy the situation. For more
 
 
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